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Final Rules Policy Statement United Kingdom

Paul Hastings LLP

UK Equity Capital Markets Insights — July 2025

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As noted in the April edition of this newsletter, the FCA consulted in February 2024 and November 2024 on proposed measures to update and streamline its enforcement guide and to increase transparency in how it goes about...more

A&O Shearman

UK Regulator Finalizes Payment Optionality Rules

A&O Shearman on

Under the revised U.K. rules, from August 1, 2024, third-party research will not be an inducement if it is received in return for one of the following: The FCA has confirmed that research services are not a factor in...more

Proskauer Rose LLP

UK Financial Conduct Authority Publishes New Rules on Climate-Related Disclosures

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On 17 December 2021, the UK Financial Conduct Authority (“FCA”) published two policy statements (PS21/23 and PS21/24) confirming final rules and guidance to promote better climate-related financial disclosures. The rules will...more

Proskauer Rose LLP

UK Financial Conduct Authority publishes its final rules for the Investment Firms Prudential Regime

Proskauer Rose LLP on

On 22 October 2021, the UK Financial Conduct Authority (“FCA”) published the final rules of its Investment Firms Prudential Regime (“IFPR”), which will come into force on 1 January 2022. The final rules are contained in legal...more

A&O Shearman

UK Regulators Finalize Resolvability Assessment Framework for Banks

A&O Shearman on

Following their consultation earlier this year, the Bank of England and the Prudential Regulation Authority have finalized the new Resolvability Assessment Framework. The Framework comprises: (i) the BoE's approach to...more

A&O Shearman

Financial Conduct Authority Publishes Policy Statement on Whistleblowing in UK Branches of Foreign Banks

A&O Shearman on

The Financial Conduct Authority has published a Policy Statement introducing final rules on whistleblowing requirements for UK branches of overseas (EEA and third country) banks...more

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