News & Analysis as of

Financial Instruments Alternative Investment Fund Managers Directive (AIFMD)

A&O Shearman

EU Technical Advice on Incorporating Sustainability Factors Into EU Regulation

A&O Shearman on

The European Securities and Markets Authority has published its final report and technical advice to the European Commission on incorporating sustainability risks and factors into European regulation. The European Commission...more

A&O Shearman

UK Regulator Wants Stronger Wind-Down Plans for Loan-Based Crowdfunding Platforms

A&O Shearman on

The Financial Conduct Authority has published a "Dear CEO" letter addressed to loan-based peer-to-peer crowdfunding platforms requesting the platforms to review their wind-down arrangements. The FCA implemented rules...more

K&L Gates LLP

UCITS V Directive—Overview and Practical Implications

K&L Gates LLP on

Changes to the UCITS Directive (known as “UCITS V”) were published in the Official Journal of the European Union and came into force on 17 September 2014. EU Member States are required to transpose UCITS V into national law...more

Goodwin

Cross-Border EU Financial Services – a Guide for non-EU Firms

Goodwin on

With all the discussion over the past couple of years on the Alternative Investment Fund Managers Directive and, in particular, marketing to investors in the European Union, less attention has been paid to the regulation of...more

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