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Financial Instruments Inducements

A&O Shearman

UK Conduct Authority Publishes Review Findings for EU Research Unbundling Rules

A&O Shearman on

The U.K. Financial Conduct Authority has published the outcome of its review of the research unbundling reforms implemented in the EU by the revised Markets in Financial Instruments Directive. MiFID II has applied across the...more

Goodwin

The Markets in Financial Instruments Directive II – the UK Rules for Investment Managers

Goodwin on

Separate account managers and fund managers in the EU will need to comply with the regulatory rules under the new Markets in Financial Instruments Directive (MiFID II) with effect from 3 January 2018. There has been...more

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