News & Analysis as of

Financial Regulatory Agencies Banking Sector Financial Regulatory Reform

Mayer Brown

Interview with Isaac Boltansky from BTIG

Mayer Brown on

Matt Bisanz interviews Isaac Boltansky, Director of Policy Research at BTIG, about the risks and regulatory trends for the rest of the year....more

Orrick, Herrington & Sutcliffe LLP

RegFi Episode 20: Regulatory Considerations for Fintech-Driven Commercial Financing

In this episode of RegFi, Orrick Partner Jeff Hydrick joins Jerry Buckley and Sherry Safchuk for a look into the growing role of fintechs and other non-bank financial institutions in commercial financing. The conversation...more

Latham & Watkins LLP

How Proposed Bipartisan Bill Would Reform Bank Exams

Latham & Watkins LLP on

A recent bipartisan bill, if enacted, would particularly benefit small lenders and bank/fintech partnerships by promoting transparency, appellate rights and examiner accountability. On Dec. 14, 2023, a bipartisan group of...more

Orrick, Herrington & Sutcliffe LLP

RegFi Episode 7: Fintechs, Bank Partnerships and the Evolution of Financial Supervision with Konrad Alt

"In this episode of RegFi, Jerry Buckley and Caroline Stapleton are joined by Konrad Alt, co-founder of the Klaros Group. Konrad’s diverse career has allowed him to engage with financial services regulation from numerous...more

Latham & Watkins LLP

Global Regulators React to Banking Sector Turbulence

Latham & Watkins LLP on

The spring of 2023 saw more dislocation in the global financial sector than any time since the 2008-09 financial crisis. In the US, banking institutions with over $500 billion in total assets failed, and other banks that were...more

Morgan Lewis - All Things FinReg

Federal Banking Agencies Adopt New Computer-Security Incident Notification Requirements

The three federal banking agencies (i.e., the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—collectively, the Agencies) published a final rule (the Rule)...more

Kramer Levin Naftalis & Frankel LLP

Federal Bank Regulators Approve New Cybersecurity Incident Notification Rule

On Nov. 18, 2021, federal bank regulatory agencies approved a final rule requiring banking organizations to notify regulators of “any significant computer-security incident” as soon as possible and no later than 36 hours...more

Clark Hill PLC

2021 Financial Services Priorities: Fairness and Equality

Clark Hill PLC on

Kevin Kelly, leader of Clark Hill’s Government and Regulatory Affairs Group, stops by Credit Eco to Go with Joann Needleman to discuss the changes in Washington and what financial services entities need to do to prepare for...more

Goodwin

SEC Adopts Broad Exempt Offering Reforms

Goodwin on

In the News. The Securities and Exchange Commission (SEC) adopted broad exempt offering reforms; the Department of Labor (DOL) finalized a rule, with significant revisions from the original proposal, on ESG investments; the...more

A&O Shearman

Financial Stability Board Publishes Final Report on Impact of Regulatory Reforms for SME Financing

A&O Shearman on

The Financial Stability Board has published its final report on the impact of financial regulatory reforms on the provision of financing to small- and medium-sized enterprises. The report follows the FSB’s consultation in...more

White & Case LLP

Financial Regulatory Observer – March 2019: Banks face steep climb in MREL issuance

White & Case LLP on

The upcoming enforcement of the MREL requirement will require European banks to issue a significant amount of subordinated and senior notes. But political instability and differing levels of investor demand could push up...more

Moore & Van Allen PLLC

Bank Regulators Set Priorities at the Prudential Regulation Conference

Moore & Van Allen PLLC on

Financial Regulatory Advice and Response Team members Neil Bloomfield, Ed O’Keefe, Tom Pennington, and Kris Whittaker attended the Prudential Regulation Conference presented by SIFMA and The Clearing House in Washington, D.C....more

12 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide