News & Analysis as of September 22, 2024

Financial Services Authority › Anti-Money Laundering

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The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal... more +

Economic Crime and Corporate Transparency Act 2023 - anti-money laundering considerations for the regulated sector

A&O Shearman on 10/27/2023

As part of the Economic Crime and Corporate Transparency Act 2023, there are two new 'pay-away' exceptions to the need for a firm in the regulated sector to file a Defence against Money Laundering - Previously a firm in...more

Abu Dhabi Global Market Issues Updated Comprehensive Guidance on Cryptoasset Framework

Latham & Watkins LLP on 8/6/2019

In June 2018, the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) unveiled a dedicated cryptoasset regulatory framework by way of various amendments to the FSRA’s core regulations – the Financial...more

Investors Welcome ADGM’s Guidance on Dedicated Cryptoasset Framework

Latham & Watkins LLP on 7/23/2019

The Abu Dhabi Global Market’s Guidance clarifies and expands FSRA expectations for OCAB Framework license holders. In June 2018, the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) unveiled a...more

Global Regulatory Update for Cryptocurrency and Initial Coin Offerings

Holland & Knight LLP on 5/8/2018

• The rapid proliferation of technological advancements in global financial markets has caused regulators in several countries to increase their scrutiny of investments in, and implications of, cryptocurrencies. • This...more

Risk Assessments In An Anti-Money Laundering Compliance Program

Thomas Fox - Compliance Evangelist on 5/29/2013

Today we celebrate that noted British comedian who made his fame in America – Bob Hope. ...more

Has the FCA started as it means to go on?

Dechert LLP on 5/18/2013

Has the Financial Conduct Authority (“FCA”) in the UK started as it means to go on? The FCA recently fined a UK subsidiary of a private Swiss Bank for failing to establish and maintain effective anti-money laundering controls...more

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