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Financial Services Authority › Investigations

The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal... more +
The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal action against parties failing to comply with those standards.   less -
Ballard Spahr LLP

New York Takes Aim at Internet Payday Lenders and Other Industry Players

Ballard Spahr LLP on

The Cuomo administration, through the New York State Department of Financial Services (DFS), recently announced aggressive enforcement-related activities in an ongoing DFS investigation designed to stop supposedly unlawful...more

Ballard Spahr LLP

House Financial Services Committee questions Antonakes about data collection

Ballard Spahr LLP on

In the latest installment in the CFPB data collection controversy, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit held a hearing on July 9 entitled “Examining How the...more

Orrick - Finance 20/20

FCA and PRA Publish Respective Approaches to Regulatory Failure

Orrick - Finance 20/20 on

On April 19, the FCA and PRA (who together have taken over the powers of the FSA) published their respective approaches to investigating and reporting on regulatory failure, as required under the Financial Services Act 2012...more

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