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Financial Services Authority › Risk Assessment

The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal... more +
The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal action against parties failing to comply with those standards.   less -
Thomas Fox - Compliance Evangelist

Risk Assessments In An Anti-Money Laundering Compliance Program

Thomas Fox - Compliance Evangelist on

Today we celebrate that noted British comedian who made his fame in America – Bob Hope. ...more

Morrison & Foerster LLP

The FSA and ESMA Get Technical on Prospectuses

Morrison & Foerster LLP on

The Prospectus Directive (the “PD”) and the Prospectus Directive Regulation (the “PD Regulation”) were recently amended, in each case with effect from 1 July 2012. These new rules introduced a number of significant changes...more

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