News & Analysis as of September 19, 2024

FinCEN › Crowdfunding

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The Financial Crimes Enforcement Network (FinCEN) is a bureau of the U.S. Department of the Treasury charged with detecting and combatting illegal activity within the financial system. FinCEN detects evidence of money laundering, terrorist financing and other financial crimes by collecting, monitoring, and analyzing financial transaction data. Such data is disseminated to both domestic and international law enforcement agencies. less -

SEC Stays Busy With Amendments And Extensions To Various Rules, Definitions And Disclosures

Goodwin on 9/17/2020

In the News. The Securities and Exchange Commission (SEC) adopted final rules to update and expand the statistical disclosures that bank and savings and loan registrants must provide to investors for the first time in 30...more

FinCEN Proposes Funding Portals Regulations under Bank Secrecy Act

Orrick - Finance 20/20 on 4/11/2016

On April 4, 2016, the Financial Crimes Enforcement Network, a bureau of the Department of the Treasury (“FinCEN”), proposed amendments to the definitions of ‘‘broker or dealer in securities’’ and ‘‘broker-dealer’’ under the...more

FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals

Stinson - Corporate & Securities Law Blog on 4/4/2016

FinCEN, a bureau of the Department of the Treasury, has proposed amendments to the definitions of “broker or dealer in securities” and “broker-dealer” under the regulations implementing the Bank Secrecy Act. This rulemaking...more

Your daily dose of financial news The Brief – 4.4.16

Robins Kaplan LLP on 4/4/2016

It appears that Alaska Airlines has won in the pursuit of Virgin America’s operations, beating out rival JetBlue for the former Richard Branson venture. Alaska announced this morning that “had agreed to acquire Virgin America...more

Crowdfunding – Old-Fashioned Potato Salad or New-Fangled Money Laundering Tool?

Davis Wright Tremaine LLP on 12/11/2015

Have you ever been depressed when a Kickstarter project to make potato salad proceeded to rake in more than your annual salary? Felt a sense of despair as an Indiegogo campaign to develop an X-rated card game went on to...more

FinCEN Publishes Second Edition of SAR Stats

Locke Lord LLP on 11/10/2015

This month, FinCEN released its second edition of the publication SAR Stats. SAR Stats is FinCEN’s annual review of aggregated Suspicious Activity Report (SAR) filing activity. In this edition, FinCEN examined the data from...more

Corporate and Financial Weekly Digest - Volume IX, Issue 46

Katten Muchin Rosenman LLP on 11/24/2014

In this issue: - US Court of Appeals for the District of Columbia Circuit Grants Petition for Rehearing of Decision on Conflicts Minerals Rule - Register for Our 2015 Proxy Season Update Webinar - SEC...more

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