FINCast Ep. 19 - The DPRK Sanctions Program
The U.S. Securities and Exchange Commission (“SEC”) recently proposed amendments to its so-called custody rule[1] under the Investment Advisers Act of 1940 (“Advisers Act”). The Proposed Rule seeks to expand the range of...more
On February 15, 2023, the SEC proposed to significantly overhaul Rule 206(4)-2 under the Investment Advisers Act of 1940 (Advisers Act) — the Custody Rule — once dubbed among the “most critical rules” ever passed under the...more