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Foreign Issuers Securities and Exchange Commission (SEC) No-Action Letters

Katten Muchin Rosenman LLP

Change to the No-Action Relief Regarding Definition of “Ready Market” With Regard to Foreign Equity Securities Pursuant to SEC...

On February 9, the Securities and Exchange Commission withdrew a no-action letter that was issued on November 28, 2012 (Old Letter), and issued a new one in its place (New Letter). The New Letter is identical to the Old...more

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