News & Analysis as of

Form N-CEN Investment Company Act of 1940 Filing Deadlines

Troutman Pepper

SEC Grants Relief to Funds and Advisers Related to COVID-19 Outbreak

Troutman Pepper on

As a result of the current and potential effects of COVID-19, the SEC has relaxed certain requirements of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 and rules under the Acts....more

Dechert LLP

ICI Requests Delay and Re-Examination of Liquidity Risk Management and Reporting Modernization Rules

Dechert LLP on

In a letter to U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, the Investment Company Institute (ICI) formally requested a delay and re-examination of certain elements of Rule 22e-4 under the Investment...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide