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Form S-3 Form 10-K Securities Regulation

Dorsey & Whitney LLP

SEC Staff Releases FAQs on Regulation S-K Amendments

Dorsey & Whitney LLP on

In response to commonly asked questions, the SEC staff has released three FAQs  related to amendments to the business description, legal proceedings and risk factor disclosure requirements in Regulation S-K Items 101, 103,...more

Troutman Pepper

Coronavirus (COVID-19) Disruptions Prompt Relief From Certain Public Company Reporting Deadlines

Troutman Pepper on

The U.S. Securities and Exchange Commission (SEC) announced on March 4 that it is providing conditional regulatory and time-limited relief from certain filing and periodic reporting obligations under the Securities Exchange...more

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