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Form S-3 Registration Statement Form 10-K

Dorsey & Whitney LLP

SEC Staff Releases FAQs on Regulation S-K Amendments

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In response to commonly asked questions, the SEC staff has released three FAQs  related to amendments to the business description, legal proceedings and risk factor disclosure requirements in Regulation S-K Items 101, 103,...more

Mayer Brown Free Writings + Perspectives

Transitional FAQs Regarding Amended Regulation S-K Items 101, 103 and 105

As we previously reported, the SEC’s amendments to certain provisions of Regulation S-K, including Risk Factors, become effective on Monday, November 9, 2020.  The Staff of the SEC’s Division of Corporation Finance has...more

Goodwin

SEC Publishes COVID-19 FAQs

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The staff (“Staff”) of the Division of Corporation Finance of the Securities and Exchange Commission (“SEC”) has published interpretive responses to four questions (“FAQs”) related to compliance with the SEC’s COVID-19 Order...more

Goodwin

SEC Amends Forms and Rules for JOBS Act, Adopts Indexed EGC Definition

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The SEC has adopted a number of amendments to its forms and rules to reflect changes that resulted from the JOBS Act. The amendments will affect all public companies, including EGCs, as follows: All Domestic Public...more

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