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GameStop Compliance

Thomas Fox - Compliance Evangelist

Compliance Into The Weeds - Year End Review, Part 1

Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. Today, Matt and I begin a special two-part year-end...more

Thomas Fox - Compliance Evangelist

GameStop and Compliance: Part 2 – The Shorts

I think the GameStop phenomenon portends a seismic shift in many areas. It may well be a turning point in markets and investments. Where it will be going, I do not think anyone knows right now but everyone needs to be...more

Thomas Fox - Compliance Evangelist

GameStop and Compliance: Part 1 – Introduction

If anyone needed any evidence we truly are in a brave new world, the events of the past week in the stock market made clear we are anything but. If you thought that the failure of the Trump-led insurrection against the US...more

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