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Guidance Update Securities

A&O Shearman

UK Financial Conduct Authority Publishes Short Selling Update

A&O Shearman on

The U.K. Financial Conduct Authority has provided an update on the notification and disclosure of net short positions. Firstly, the FCA is currently undertaking its biannual review of the U.K. List of Exempted Shares, which...more

A&O Shearman

European Securities and Markets Authority Updates Guidance Under MiFIR Review

A&O Shearman on

The European Securities and Markets Authority has published an updated version of its manual on post-trade transparency and an updated version of its opinion on the assessment of pre-trade transparency waivers for equity and...more

Goodwin

Financial Services Weekly News - June 2016 #5

Goodwin on

Regulatory Developments - FSOC Rescinds GE Capital's SIFI Designation - On June 29, the Financial Stability Oversight Council (FSOC) announced that it had voted unanimously to “rescind its determination that...more

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