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High-Speed Trading Enforcement Actions

Robins Kaplan LLP

Financial Daily Dose 11.08.2019 | Top Story: US and China Set to Roll Back Tariffs as Part of Trade Deal First Phase

Robins Kaplan LLP on

The U.S. and China have tentatively [maybe?] agreed that a first phase of a trade agreement “would roll back a portion of the tariffs placed on each other’s products, a significant step toward defusing tensions between the...more

Dorsey & Whitney LLP

SEC-USAO File Actions On “Old Fashioned” Spoofing Scheme

Dorsey & Whitney LLP on

Spoofing or layering is typically associated these days with computers and high speed trading. It is a form of market manipulation in which the trader places a series of fictitious orders on one side of the market to draw...more

Dorsey & Whitney LLP

SEC Institutes Proceeding Against High Speed Trader – But Not For Trading

Dorsey & Whitney LLP on

High speed trading is a frequent topic of discussion in the securities markets. Books have been written about it such as Michael Lewis’ “Flash Boys” and Scott Patterson’s “Dark Pools.” Hearings have been held on Capitol Hill...more

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