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Intermediaries Securities Regulation

Hogan Lovells

A reminder on SFC market sounding guidelines for block trades (Hong Kong)

Hogan Lovells on

The Securities and Futures Commission (SFC) of Hong Kong has introduced new guidelines on market soundings, which are set to take effect on 2 May 2025. The guidelines aim to enhance transparency and ensure the integrity of...more

A&O Shearman

UK Law Commission Calls for Evidence on Operation of the System for Intermediated Securities

A&O Shearman on

The UK Law Commission has published a Call for Evidence on the system for intermediated securities. The Call for Evidence will inform the Commission's scoping study to assess the current state of the law and issues arising...more

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