News & Analysis as of

Internal Reporting Compliance Audits

Society of Corporate Compliance and Ethics...

[Event] Compliance Auditing & Monitoring Workshop - May 19th - 20th, Orlando, FL

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - February 5th - 6th, 8:00 am - 5:00 pm CT

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

Dorsey & Whitney LLP

DOJ Antitrust Division Issues Updated Guidance on Evaluating Corporate Compliance Programs

Dorsey & Whitney LLP on

In recently released updated guidance, the Antitrust Division (“Antitrust Division”) of the U.S. Department of Justice (“DOJ”) outlined how its prosecutors will assess corporate compliance programs when conducting criminal...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - August 1st - 2nd, 9:00 am - 3:00 pm CT

The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and potential escalation of risk. Designed as an intermediate-level learning...more

NAVEX

SEC Office of the Whistleblower Annual Report to Congress – 3 Things You Need to Know

NAVEX on

On November 14, 2023 the Securities and Exchange Commission (SEC) released its annual Office of the Whistleblower Report to Congress for fiscal year 2023 (October 1, 2022-September 30, 2023). This report highlighted several...more

American Conference Institute (ACI)

[Event] Practical Guide to FCPA Data Analytics - November 28th, National Harbor, MD

The U.S. Department of Justice, Criminal Division, updated its Evaluation of Corporate Compliance Program in March 2023, with renewed expectations for companies to use data analytics and testing. However, the government...more

Health Care Compliance Association (HCCA)

[Webinar] Next-Gen Auditing and Analytics Presentation - August 18th, 12:00 pm - 1:30 pm CDT

Learning Objectives: - Describe the importance of a compliance program audits and the next generation compliance audit approach and supporting governance, methodology, and enabling technology frameworks - Discuss how to...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - February 9th - 12th, Dubai, UAE

Global companies need to have an effective compliance program wherever they operate. But until recently, it's been difficult to provide compliance leaders outside the U.S. with the training they need. SCCE's International...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - December 2nd - 5th, Houston , TX

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy Buenos Aires - November 11th-14th, Buenos Aires, Argentina

Global companies need to have an effective compliance program wherever they operate. But until recently, it's been difficult to provide compliance leaders outside the U.S. with the training they need. SCCE's International...more

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