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Internet Compliance Securities and Exchange Commission (SEC)

K&L Gates LLP

The SEC Limits the Internet Adviser Exemption

K&L Gates LLP on

Brief Overview - On 27 March 2024, the US Securities and Exchange Commission (SEC) adopted amendments (the Amendments) to Rule 203A-2(e) under the Investment Advisers Act of 1940 (Advisers Act). Rule 203A-2(e) is commonly...more

Stinson - Corporate & Securities Law Blog

SEC Explains How to Form a Pre-Existing Relationship Using the Internet; New CDI’s Issued

The SEC granted no-action relief to Citizen VC, Inc. which appears to state, although subject to facts and circumstances, a pre-existing relation can be formed with a person that first contacts a seller of securities over the...more

Akin Gump Strauss Hauer & Feld LLP

Exempt Intrastate Offers: Advertising and Soliciting on Websites and Social Media

The SEC elaborates on how to utilize online general advertising and solicitation while complying with the requirements of the Rule 147 Exemption for Intrastate Offerings A recent Securities and Exchange Commission...more

Pillsbury - Internet & Social Media Law Blog

Around the Virtual World: October 21-25, 2013

A weekly wrap up of interesting news about virtual worlds, virtual goods and other social media. A Senator Raises Privacy Questions About Cross-Device Tracking - Senator Edward J. Markey, Democrat of...more

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