News & Analysis as of

Investment Exchange-Traded Products

Proskauer - Regulatory & Compliance

SEC Answers Questions on New Tailored Shareholder Report Requirements

The staff of the Division of Investment Management (the “Staff”) has issued a FAQ pertaining to the rule and form amendments adopted by the Securities and Exchange Commission (the “SEC”) in October 2022, which require...more

Goldberg Segalla

Brokers Better Be Ready for Bitcoin ETFs

Goldberg Segalla on

KEY TAKEAWAYS - The U.S. Securities and Exchange Commission (SEC) has approved the first spot Bitcoin ETFs, also known as an exchange-traded product (ETP.) With the SEC now permitting spot Bitcoin ETFs, brokers must become...more

Carlton Fields

ETFs in Variable Contracts: A New Marketing Opportunity?

Carlton Fields on

The Secure Act of 2022, in order to facilitate the use of exchange-traded funds (ETFs) as investment options under variable contracts, directs the Treasury Department to amend the governing look-through rules under applicable...more

Morrison & Foerster LLP

SEC Continues Enforcement Actions Relating to Complex Exchange-Traded Products - Structured Thoughts

Morrison & Foerster LLP on

On November 13, 2020, the SEC announced that it had settled actions against several investment advisory firms and firms dually-registered as broker-dealers and investment advisers. These actions relate to unsuitable sales of...more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information. ...more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information. ...more

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