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Dorsey & Whitney LLP

SEC Publishes Risk Alert with Observations from Examinations of Mutual Funds, Money Market Funds, and Target Date Funds

Dorsey & Whitney LLP on

On November 7, 2019, the SEC’s Office of Compliance Inspections and Examinations (OCIE) published a Risk Alert highlighting the most often cited deficiencies and weaknesses observed in recent examinations of registered...more

Skadden, Arps, Slate, Meagher & Flom LLP

The Board’s Three ‘C’s’ of Corporate Governance: Composition, Communication and Connection

Skadden, Arps, Slate, Meagher & Flom LLP on

U.S. companies face a dizzying array of challenges, including from disruptive technologies and cybersecurity threats; economic and geopolitical uncertainties; climate change and evolving sustainability metrics; and questions...more

Akin Gump Strauss Hauer & Feld LLP

Financial Conduct Authority’s Asset Management Review – Authorised Funds Shake Up

Akin Gump Strauss Hauer & Feld LLP on

On 28 June 2017, the Financial Conduct Authority (FCA) published the Asset Management Market Study Final Report (the “Asset Management Review”) as well as a Consultation Paper setting out some proposed changes to the FCA’s...more

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