News & Analysis as of September 19, 2024

Commodities Futures Trading Commission

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The Jump-Start Our Business Start-Ups Act is a United States federal law enacted in 2012 to increase start-up companies' access to capital by easing certain restrictions on seeking and soliciting private... more +

The Trump Administration: Change By Appointment

Cadwalader, Wickersham & Taft LLP on 11/21/2016

The election of Donald J. Trump as the 45th President of the United States, along with the Republican control of the majority of both the House of Representatives and the Senate, will likely result in significant changes in...more

Corporate & Financial Weekly Digest - Volume X, Issue 23

Katten Muchin Rosenman LLP on 6/15/2015

In This Issue: - Meeting of the SEC Advisory Committee on Small and Emerging Companies - FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring...more

CFTC Provides Relief from Certain Agency Regulations to be Consistent with JOBS Act SEC Amendments

Orrick - Finance 20/20 on 9/23/2014

On September 9, the CFTC issued an exemptive letter, which provides relief from certain provisions of Regulations 4.7(b) and 4.13(a)(3) restricting marketing to the public. The exemptive letter harmonizes these rules with...more

Investment Management Legal + Regulatory Update -- October 2013

Morrison & Foerster LLP on 10/24/2013

- Regulatory Updates: CFTC Adopts “Substituted Compliance” Approach for Registered Investment Companies that are Commodity Pools; SEC’s Final Rules on General Solicitation and Bad Actor Disqualification for Investment...more

Financial Services Legislative and Regulatory Update -- August 5, 2013

Mintz - Public Finance Viewpoints on 8/5/2013

In This Issue: Leading the Past Week; Legislative Branch; Executive Branch; and Upcoming Hearings. Except from Leading the Past Week - Congress usually tries to leave town for its month-long August...more

Financial Services Legislative and Regulatory Update -- May 13‚ 2013

Mintz - Public Finance Viewpoints on 5/13/2013

In This Issue: Leading the Past Week; Legislative Branch; Executive Branch; and Upcoming Hearings. Excerpt from Leading the Past Week - What had been a relatively quiet week, where until Friday it seemed...more

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

Perkins Coie on 2/25/2013

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

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The Jump-Start Our Business Start-Ups Act › Dodd-Frank Wall Street Reform and Consumer Protection Act › Commodities Futures Trading Commission

The Trump Administration: Change By Appointment

Corporate & Financial Weekly Digest - Volume X, Issue 23

CFTC Provides Relief from Certain Agency Regulations to be Consistent with JOBS Act SEC Amendments

Investment Management Legal + Regulatory Update -- October 2013

Financial Services Legislative and Regulatory Update -- August 5, 2013

Financial Services Legislative and Regulatory Update -- May 13‚ 2013

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

Financial Services Legislative And Regulatory Update -- February 18‚ 2013

Corporate and Financial Weekly Digest - February 8, 2013

Skadden's 2013 Insights

Financial Services Bulletin: SEC and CFTC Action - September 2012

The Jump-Start Our Business Start-Ups Act › Dodd-Frank Wall Street Reform and Consumer Protection Act › Commodities Futures Trading Commission

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