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Jones Day

SEC Reopens Comment Period for Rule Proposing New Disclosures for Security-Based Swaps

Jones Day on

The Situation: The Securities and Exchange Commission ("SEC") has reopened the comment period for its proposed rule requiring public disclosure of security-based swap ("SBS") positions that exceed certain thresholds....more

Hogan Lovells

Securities and markets regulatory news, April 2021 # 2

Hogan Lovells on

UK SFTR: FCA update on reporting LEIs - The Financial Conduct Authority (FCA) has updated its webpage on the retained EU law version of the Regulation on reporting and transparency of securities financing transactions ...more

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