News & Analysis as of

Liquidity Financial Instruments

Mayer Brown Free Writings + Perspectives

Commission Requests Innovative Proposals to Address Thinly Traded Securities

The Securities and Exchange Commission issued a statement that seeks innovative proposals that would improve the secondary market structure for exchange listed equity securities that trade in lower volumes, or “thinly traded...more

Latham & Watkins LLP

Italian Securities Exchange Commission Announces Market Practice on Liquidity Contracts

Latham & Watkins LLP on

The measure is intended to align market practice with the principles laid down under the European market abuse regulation. The Italian Securities and Exchange Commission (Commissione Nazionale per le Società e la Borsa, or...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review

Division of Investment Management of the SEC Issues No-Action Letter to SSB - On May 8, 2018, the Chief Counsel's Office of the Division of Investment Management ("IM") of the Securities and Exchange Commission (the...more

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