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Listing Rules Related Parties

BCLP

NYSE Revises Related Party Transaction Approval Rule

BCLP on

Companies listed on the New York Stock Exchange should review their policies on related party transactions and related processes to confirm they are consistent with recent revisions to the applicable NYSE rules. ...more

Mintz - Securities & Capital Markets...

NYSE Amends Related Party Transaction Approval Rule

In April 2021, the Securities and Exchange Commission approved amendments to the New York Stock Exchange’s rule governing the review and evaluation of related party transactions....more

Stinson - Corporate & Securities Law Blog

NYSE Completes Amendments to Shareholder Approval and Related Party Requirements

The NYSE has amended the Listed Company Manual regarding shareholder approval requirements for the issuance of securities and certain related party matters. The SEC approved the amendments on an accelerated basis....more

Kramer Levin Naftalis & Frankel LLP

NYSE Proposes Amendments to Its Related Party and 20% Shareholder Approval Rules

On Dec. 28, 2020, the New York Stock Exchange (NYSE) proposed amendments to its rules requiring shareholder approval prior to the issuance of securities to Related Parties or in excess of 20% of the issuer’s voting power or...more

A&O Shearman

New Premium Listing Option in London for Sovereign Controlled Companies

A&O Shearman on

The client memorandum summarizes new rules issued by the U.K. regulator to create a new premium listing category for “sovereign controlled commercial companies” (SCCs). This new category will be available for listings of SCCs...more

Latham & Watkins LLP

FCA Rolls Out the Red Carpet for Sovereign Controlled Companies

Latham & Watkins LLP on

The FCA has created a new category for sovereign controlled companies who will be eligible for premium listing if they comply with the requirements applicable to premium listed issuers, with some key exceptions. Further to...more

Latham & Watkins LLP

Proposed FCA Rules Extend Warmer Welcome to Sovereign-Controlled Companies

Latham & Watkins LLP on

On 13 July 2017, the Financial Conduct Authority (FCA) proposed a relaxation of certain aspects of the premium listing segment for sovereign-controlled companies. The proposed new rules will create a new premium listing...more

Bennett Jones LLP

TSX Provides Guidance to Emerging Market Issuers

Bennett Jones LLP on

In recent years, emerging market issuers have faced greater scrutiny by Canadian regulators as a result of questions and concerns about issuers with significant business operations in emerging markets (emerging market...more

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