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Listing Rules Sponsors

BCLP

FCA Publishes Final Listing Rules on Sponsor Competency

BCLP on

Following on from the consultation at the end of 2023, the FCA has published its changes to the Listing Rules sourcebook, chapter 8 (sponsors), which take effect immediately. The changes focus on how a sponsor or a person...more

Bennett Jones LLP

TSX Provides Guidance to Emerging Market Issuers

Bennett Jones LLP on

In recent years, emerging market issuers have faced greater scrutiny by Canadian regulators as a result of questions and concerns about issuers with significant business operations in emerging markets (emerging market...more

Orrick - Finance 20/20

UK FCA Policy Statement on Sponsor Competence and Consultations on Joint Sponsors and Sponsor Conflicts

Orrick - Finance 20/20 on

On September 26, the Financial Conduct Authority (FCA) published consultation paper CP14/21, incorporating its policy statement CP14/02 (sponsor competence) and other changes into the Listing Rules and Prospectus Rules....more

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