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London Whale

Robins Kaplan LLP

Your Daily Dose of Financial News

Robins Kaplan LLP on

We got our dose of Fed minutes yesterday, and it appears that the Fed—like the rest of us—is scratching its head over the “new reality” of concurrent low inflation and low unemployment. Fed officials are hoping that the low...more

Katten Muchin Rosenman LLP

Bridging the Week - February 2016 #3

Overseas Entities: Count US-Arranged Security-Based Swaps in Security-Based Swap Dealer Calculation Says SEC: The Securities and Exchange Commission adopted final rules that will require non-US persons to include in a...more

Bilzin Sumberg

Derivative Suit Filed Against JPMorgan Alleges Culture of Risk

Bilzin Sumberg on

Adding to JPMorgan Chase’s widely publicized recent legal woes, shareholder Bradley P. Miller filed a derivative suit against the bank and its directors in California federal court on January 23, 2014, as a result of the $20...more

Orrick - Finance 20/20

CFTC Settles Charges Against JPMorgan Chase for “London Whale” Swaps

Orrick - Finance 20/20 on

On October 16, CFTC brought and settled charges of employing a manipulative device in connection with the JPMorgan Chase trading of certain credit default swaps (CDS), in violation of the new Dodd-Frank prohibition against...more

Thomas Fox - Compliance Evangelist

What is Risk? Compliance Lessons from the Senate Hearing On the Whale

What is risk? Under the Foreign Corrupt Practices Act (FCPA) and UK Bribery Act risk is generally doing business in a non-compliant manner under these laws, where such action can increase the possibility of engaging in or...more

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