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Mandatory Arbitration Clauses

Maynard Nexsen

The SEC’s Pivot on Mandatory Arbitration Clauses: What Public Companies Need to Know

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The Change - On September 17, 2025, and effective September 19, 2025, the Securities and Exchange Commission (the “SEC”) announced two significant updates affecting its long-standing policy prohibiting certain mandatory...more

Cooley LLP

What Nom & Gov Committees Are Asking Corporate Secretaries Right Now

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Sparked by Cooley’s Brad Goldberg’s discussion on a panel during the recent “Proxy Disclosure” conference hosted by TheCorporateCounsel.net – the Fall event that I founded many years ago – this blog features a list of the...more

Jenner & Block

SEC Reverses Position on Mandatory Arbitration Clauses in IPOs

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On September 17, 2025, the US Securities and Exchange Commission (SEC) approved a policy statement (the Statement) that allows companies to include mandatory arbitration clauses in their governing documents for investor...more

Wilson Sonsini Goodrich & Rosati

SEC Chairman Addresses Potential Reforms Relating to Shareholder Proposals and Shareholder Litigation

On October 9, 2025, Chairman Paul S. Atkins of the U.S. Securities and Exchange Commission (SEC) gave a much-publicized keynote address at the University of Delaware’s John L. Weinberg Center for Corporate Governance. In the...more

Porter Hedges LLP

You Agreed to Arbitrate, but the Other Side Refuses, What Now?

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A growing number of construction contracts now contain arbitration clauses. Yet, even with an arbitration clause, you may still find yourself before the court because your counterparty refuses to arbitrate....more

Foley & Lardner LLP

Beyond Arbitration Agreements: A California Court Interprets Dueling Employment Agreements

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As we’ve previously written, enforcing employment arbitration agreements in California can be a complicated endeavor. In a September 2025 decision, a California appellate court looked beyond the terms of an employee’s...more

Orrick, Herrington & Sutcliffe LLP

SEC chair expresses disappointment over Delaware law restricting arbitration and fee-shifting for securities claims

On October 9, SEC Chairman Paul Atkins delivered keynote remarks at a corporate governance event, addressing a range of topics including public company disclosures, shareholder proposals, and securities litigation. In his...more

Cadwalader, Wickersham & Taft LLP

SEC Changes Course on Mandatory Issuer-Investor Arbitration Clauses

On September 17, 2025, the U.S. Securities and Exchange Commission (SEC) issued a policy statement potentially paving the way for the adoption of mandatory arbitration by issuers.  According to the policy statement, “the...more

Morgan Lewis

SEC Issues Policy Statement Permitting Arbitration Clauses in Registration Statements

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The US Securities and Exchange Commission’s recent policy statement, Acceleration of Effectiveness of Registration Statements of Issuers with Certain Mandatory Arbitration Provisions, indicated that, in the Commission’s view,...more

Stark & Stark

Navigating the Precarious Waters of Elder Care: Advocating for Justice Amid Rampant Abuse

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It’s a deeply unsettling statistic from the National Council on Aging: every year, an estimated 5 million elderly Americans suffer from abuse, with a significant number of these offenses occurring in nursing facilities. Yet...more

Thompson Coburn LLP

U.S. Supreme Court Declines to Address a Significant EFAA Issue

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As employers know, the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 (“EFAA”) was intended to do precisely what its name states – prevent the forced arbitration of claims for sexual assault and...more

Ballard Spahr LLP

SEC Chairman Urges Delaware to Allow Arbitration Provisions to Be Included in Corporate Governance Documents

Ballard Spahr LLP on

We recently wrote about the new policy statement issued by the Securities and Exchange Commission (SEC) “that the presence of an issuer-investor mandatory arbitration provision will not impact decisions whether to accelerate...more

ArentFox Schiff

Massachusetts Court Expands the Temporal Scope of the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act

ArentFox Schiff on

The US District Court for the District of Massachusetts in Monteiro v. RAC Acceptance East, LLC issued an early federal interpretation of the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act (EFAA), which...more

Procopio, Cory, Hargreaves & Savitch LLP

SEC Shifts Policy on Issuer-Investor Arbitration: What’s Next?

Public companies and their in-house counsel should take note of a recent policy statement from the U.S. Securities and Exchange Commission (SEC) related to arbitration clauses. On September 17, 2025, the SEC confirmed that...more

Fuerst Ittleman David & Joseph

Note to Businesses with Arbitration Clauses in Their Consumer Agreements: Get the Clause Approved

Sometimes consumers rush to court to sue a business when they should have instead gone to arbitration. Consumers may overlook that the business’s terms and conditions required them to arbitrate their claims. The result is an...more

McGlinchey Stafford

California Draws the Line: S.B. 82 Narrows the Reach of Consumer Arbitration Agreements

McGlinchey Stafford on

Nowadays, arbitration agreements are ubiquitous in the consumer finance context; some studies indicate that more than 90% of certain consumer contracts contain mandatory arbitration agreements. Over the years, many states and...more

Axinn, Veltrop & Harkrider LLP

Be Careful What You Wish For: Class Action Waivers and Arbitration Agreements Can Create Headaches if Not Carefully Drafted

Companies often seek to avoid the expense and outsized potential liability of class actions by including class action waivers and arbitration clauses in contracts with consumers, employees, and corporate counterparties alike....more

DLA Piper

SEC permits mandatory arbitration clauses in registration statements

DLA Piper on

The US Securities and Exchange Commission (SEC) recently issued a policy statement reversing its long-standing practice concerning mandatory arbitration clauses in connection with initial public offerings....more

Herbert Smith Freehills Kramer

SEC Issues Policy Statement on Mandatory Arbitration Provisions

On September 17, 2025, the U.S. Securities and Exchange Commission (SEC or Commission) issued a policy statement clarifying that its decision whether to accelerate the effectiveness of a registration statement for a...more

Woodruff Sawyer

The End of Private Securities Litigation? The SEC’s New Arbitration Policy and D&O Insurance Impacts

Woodruff Sawyer on

On September 17, 2025, the US Securities and Exchange Commission (SEC) issued a policy statement with potentially far-reaching consequences for corporate governance, securities litigation, and directors and officers (D&O)...more

Blake, Cassels & Graydon LLP

Clause d’arbitrage abusive dans un contrat d’adhésion : la Cour d’appel du Québec réaffirme l’importance de l’accès à la justice

L’arrêt récemment rendu par la Cour d’appel du Québec dans l’affaire Terrassement St-Louis Inc. c. Hydro-Québec illustre certaines tensions qui peuvent exister entre, d’une part, les principes de liberté contractuelle et le...more

Latham & Watkins LLP

SEC Policy Statement on Mandatory Arbitration Provisions

Latham & Watkins LLP on

This month, the SEC adopted a Policy Statement under which the SEC staff will no longer prohibit public companies from including a provision in their organizational documents requiring mandatory arbitration for claims brought...more

Katten Muchin Rosenman LLP

SEC Issues Policy Statement Clarifying its Position on Mandatory Arbitration Provisions

On September 17, 2025, the SEC approved a Policy Statement clarifying the Commission’s views on issuers whose registration documents mandate arbitration of federal securities claims. The announcement, which effectively...more

Mintz

The SEC Approves Mandatory Arbitration Provisions in IPO-ing Companies’ Charters and Bylaws: Are They Really Worth Adopting?

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On September 17, 2025, the SEC announced that it will no longer consider the presence of a mandatory arbitration provision in a company’s charter or bylaws when deciding whether to accelerate the effectiveness of an initial...more

Skadden, Arps, Slate, Meagher & Flom LLP

SEC Reverses Course on Arbitration Clauses, Potentially Opening the Door to Their More Widespread Adoption

In a September 17, 2025, policy statement (Policy Statement), the Securities and Exchange Commission (SEC) announced that the presence of a mandatory arbitration provision in a company’s governing documents will not impact...more

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