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Market Manipulation Market Participants

Morgan Lewis - Power & Pipes

FERC Reaffirms Commitment to Aggressively Investigate and Penalize Fraud and Manipulation

Since January, FERC-regulated market participants and practitioners alike have anticipated how FERC may approach its enforcement mission under the stewardship of Chairman Richard Glick following his appointment as chair by...more

Dechert LLP

U.S. and UK Enforcement Priority: Spoofing - 2020 Highlights and What to Expect in 2021

Dechert LLP on

In a year of increased volatility across the world’s financial markets, prosecutors, regulators and exchanges on both sides of the Atlantic sharpened their focus on “spoofing” – i.e., bidding or offering without the intent to...more

BCLP

London Stock Exchange successfully defends claim to disclose identities of market participants

BCLP on

Mr Justice Andrew Baker has dismissed a Norwich Pharmacal claim brought by litigation funder Burford Capital Limited against London Stock Exchange, in which it sought the disclosure of the identities of market participants...more

Kramer Levin Naftalis & Frankel LLP

Opportunistic Strategies in the CDS Market: Market Manipulation and the Eye of the Beholder

Over the past several years, a number of transactions in the credit default swap (CDS) market have been scrutinized by the public, market participants and regulators. These transactions — which we have labeled as...more

Jones Day

Decision Time for the ISDA 2019 Narrowly Tailored Credit Events Protocol

Jones Day on

The Situation: The International Swaps and Derivatives Associations, Inc. ("ISDA") is in the process of amending its credit derivatives documentation to address concerns market participants and regulators have raised...more

Morgan Lewis

UK Market Abuse Regime Extends Its Reach: Implications for Market Participants

Morgan Lewis on

The new regime shares the same aims as its predecessor—to ensure the integrity of EU financial markets and enhance investor confidence—and keeps pace with market developments such as new trading platforms, new technology, and...more

Morgan Lewis

FERC Terminates Proceeding That Would Increase Reporting of Natural Gas Sales

Morgan Lewis on

On November 17, 2015, the Federal Energy Regulatory Commission (FERC) issued an order terminating its inquiry on potentially requiring jurisdictional sellers to submit quarterly reports on natural gas transactions....more

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