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Market Soundings European Union

A&O Shearman

Final EU Guidelines on Market Soundings and Delaying Disclosure of Inside Information

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The European Securities and Markets Authority published translations of its final Guidelines on the implementation of the Market Abuse Regulation for persons receiving market soundings and on delayed disclosure of inside...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume XI, Issue 42

SEC/CORPORATE - SEC Division of Corporation Finance Issues C&DIs on Exempt Offerings Under Rule 701 and Sales of Securities Under Rule 144(d) - On October 19, the staff of the Division of Corporation Finance of...more

Morrison & Foerster LLP

EU Market Abuse Regulation - Market Soundings Safe Harbour: Compliance and Record Requirements

Morrison & Foerster LLP on

The EU Regulation on Market Abuse (“MAR”) prohibits a person from unlawfully disclosing inside information relating to securities within the scope of the legislation. An unlawful disclosure is made when a person possesses...more

A&O Shearman

EU Level 2 Legislation on Market Soundings Published

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Two EU Delegated Regulations containing technical standards on the requirements relating to market soundings under the Market Abuse Regulation were published in the Official Journal of the European Union. MAR will apply from...more

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