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Material Nonpublic Information Securities and Exchange Commission (SEC) Debt Instruments

Stinson - Corporate & Securities Law Blog

SEC Charges Alternative Asset Manager with Failing to have Sufficient Policies to Prevent Use of MNPI

In 2016, Ares Management LLC, a subsidiary of a global alternative asset manager, invested several hundred million dollars in client funds in a portfolio company in the form of debt and equity. Confidentiality provisions in...more

Robins Kaplan LLP

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After more than 110 years as one of its mainstays, General Electric is out of the Dow Jones Industrial Average. It will be replaced by drugstore retailer Walgreens Boots Alliance....more

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