News & Analysis as of

MiFID II FICC Market Standards Board (FMSB)

A&O Shearman

UK Financial Markets Standards Board updated final statement of good practice for front office supervision of wholesale traded...

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The Financial Markets Standards Board has published its updated final statement of good practice for front office supervision of wholesale traded markets. The statement of good practice sets out 15 good practice statements,...more

Hogan Lovells

Securities and markets regulatory news, July 2020 #3

Hogan Lovells on

EMIR: FCA revises breach notification form - The UK Financial Conduct Authority (FCA) has published a revised version of its form for reporting errors or omissions in their trade reports under Article 9 of the European...more

A&O Shearman

Key Regulatory Topics: Weekly Update 14 June 2019 to 20 June 2019

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CONDUCT - FMSB statement of good practice on conflicts of interest - On 20 June, the FICC Markets Standards Board (FMSB) published a consultation on a statement of good practice on conflicts of interest....more

A&O Shearman

FICC Markets Standards Board Consults on Statement of Good Practice on Algorithmic Trading

A&O Shearman on

The FICC Markets Standards Board has launched a consultation on a transparency draft of a Statement of Good Practice on algorithmic trading in the wholesale fixed income, commodity and currency markets. The draft SGP forms...more

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