News & Analysis as of

Markets in Financial Instruments Directive MiFID II Small and Medium-Sized Enterprises (SMEs)

A&O Shearman

European Securities and Markets Authority consults on technical advice on Listing Act implications

A&O Shearman on

The European Securities and Markets Authority has published a consultation on technical advice required following changes to the EU Market Abuse Regulation and the Markets in Financial Instruments Directive and Regulation as...more

Dechert LLP

Brexit Simplifies? - FCA Consultation on Changes to UK MiFID's Conduct and Organisational Requirements

Dechert LLP on

Brexit simplifies? - FCA consultation on changes to UK MiFID's conduct and orgnisational requirements - On 28 April 2021, the FCA published a consultation paper (CP21/9) setting out proposals to change certain conduct and...more

Latham & Watkins LLP

FCA Consults on Changes to UK MiFID Conduct and Organisational Requirements

Latham & Watkins LLP on

The consultation proposes changes to rules on research and best execution reporting. On 28 April 2021, the FCA published a Consultation Paper (CP21/9) on proposed changes to UK MiFID relating to research unbundling and...more

A&O Shearman

New EU Regulation on Promotion of Small- and Medium-Sized Enterprise Growth Markets

A&O Shearman on

A new Regulation amending the revised Markets in Financial Instruments Directive, Market Abuse Regulation and Prospectus Regulation has been published in the Official Journal of the European Union, introducing changes to...more

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