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Proskauer - Regulatory & Compliance

UK Change in Control Regime – New Guidance published by the FCA and PRA

Proskauer - Regulatory & Compliance on

In the United Kingdom, prior approval must be obtained from the Financial Conduct Authority (the “FCA”) or the Prudential Regulation Authority (the “PRA”) prior to becoming a “controller” of an FCA or PRA authorised firm (an...more

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