Speed Reader: FIA Europe’s Simon Puleston Jones making his way through MiFID II
In the United Kingdom, prior approval must be obtained from the Financial Conduct Authority (the “FCA”) or the Prudential Regulation Authority (the “PRA”) prior to becoming a “controller” of an FCA or PRA authorised firm (an...more
This note sets out at a high level the potential impact of the United Kingdom’s (“UK”) exit (“Brexit”) from the European Union (“EU”) without a negotiated agreement on UK and European Economic Area (“EEA”) (a) alternative...more
Law on Markets in Financial Instruments Including the MiFID Transposition and MiFIR Implementation - Parliament voted bill 7157 inter alia transposing Directive 2014/65/EU of the European Parliament and of the Council of...more
AFG and Amafi's Response to ESMA on MiFID II/MiFIR - The AFG, (Association Française de Gestion), the association representing French management companies, replied to ESMA’s consultation paper on MiFID II and MIFIR on 2...more