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Misappropriation Stop Order

Dorsey & Whitney LLP

This Week In Securities Litigation

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The Commission filed and insider trading case in tandem with the Manhattan U.S. Attorney’s Office against a father and son based on repeated trades in advance of deal announcements even after FINRA initiated an investigation...more

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending February 7, 2014)

Dorsey & Whitney LLP on

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of securities fraud. The convictions continues the unbroken string of victories in...more

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