News & Analysis as of

MLD4 MiFID II

Hogan Lovells

Financial institutions general regulatory news, March 2021 # 2

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Future of UK financial services: Treasury Committee inquiry written evidence - The House of Commons Treasury Committee has published written evidence to the committee's inquiry into the future of financial services in the...more

A&O Shearman

Key Regulatory Topics: Weekly Update 1 March -7 March 2019

A&O Shearman on

PUBLICATIONS - Brexit and the creation of UK sectoral sanctions targets - The UK currently is set to leave the European Union on 29 March. In the context of international sanctions, most commentary has focussed on the...more

A&O Shearman

Key Regulatory Topics: Weekly Update 8 February 2019 to 14 February 2019

A&O Shearman on

BREXIT - Updated draft Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 published On 12 February, HMT published an updated draft of the Financial Services (Miscellaneous) (Amendment) (EU Exit)...more

A&O Shearman

Key Regulatory Topics: 21 Dec - 3 January 2019

A&O Shearman on

Allen & Overy publish weekly updates on key regulatory topics affecting the financial services sector. BREXIT - Please see the product sections for updates on the various draft SIs published in the last two weeks in...more

Proskauer Rose LLP

Regulation Round Up - January 2018

Proskauer Rose LLP on

1 January - The Packaged Retail and Insurance-based Investment Products ("PRIIPs") Regulation (1286/2014) (the "PRIIPs Regulation") came into force on 1 January 2018. This includes an obligation on PRIIP manufacturers to...more

A&O Shearman

Key Regulatory Topics: Weekly Update 12 January – 18 January 2018

A&O Shearman on

BREXIT - HoL EU Financial Affairs sub-committee publishes transcript of BoE oral evidence on financial supervision - On 17 January, the HoL EU Financial Affairs Sub-Committee published the transcript of the oral...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review

CFTC’s Division of Market Oversight Extends Time-Limited No-Action Relief for SEFs from Certain Block Trade Requirements - On November 14, 2017, the U.S. Commodity Futures Trading Commission's Division ("CFTC") of Market...more

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