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Katten Muchin Rosenman LLP

Effective Date of Investment Adviser Pay-to-Play Rule Ban on Third-Party Solicitation

Katten Muchin Rosenman LLP on

The Securities and Exchange Commission’s Rule 206(4)-5 (Pay-to-Play Rule) under the Investment Advisers Act of 1940, as amended, prohibits, among other restrictions, an investment adviser subject to the rule, and its covered...more

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