News & Analysis as of

National Competent Authorities (NCA)

DLA Piper

Portugal to Implement MiCA

DLA Piper on

Portugal is one of the few EU Member States where the Markets in Crypto-Assets (MiCA) is not in effect. This delay stems from a period of parliamentary instability, including two snap elections in two years, which resulted in...more

A&O Shearman

ESMA Publishes Second Consolidated Report on Sanctions for 2024

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published its second consolidated report on sanctions and measures imposed by national competent authorities in Member States in 2024. The report reveals that over 970...more

Walkers

ESMA publishes final report and draft RTS on open ended loan originating AIFs

Walkers on

In a welcome development, ESMA published its proposed Level 2 measures on the conditions for the operation of open-ended loan-originating alternative investment funds (OE LOFs) pursuant to the AIFMD II mandate. The RTS...more

Goodwin

Loan Fund Structures Under AIFMD2: ESMA’s Final Report

Goodwin on

As detailed in our previous alert “Loan Fund Structures Under AIFMD2: ESMA’s Proposals,” in December 2024, the European Securities and Markets Authority (ESMA) issued a consultation with draft regulatory technical standards...more

A&O Shearman

EBA Publishes Final Report on NCAs Approaches to AML/CFT Supervision of Banks

A&O Shearman on

The European Banking Authority (EBA) has published its final report, concluding a six-year review of the effectiveness of national competent authorities (NCAs) approaches to the anti-money laundering and countering the...more

A&O Shearman

Regulatory Monitoring: EU Version - September 2025

A&O Shearman on

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ECB: Consultation on draft Guidelines on managing legacy NPEs in LSIs - Status: Consultation - ...more

Cadwalader, Wickersham & Taft LLP

Boundaries of Banking and Markets, October 2025 - The European Central Bank Consults on Guidelines for Managing Legacy...

The European Central Bank (ECB) has issued a consultation on draft guidelines on the supervisory approach by national competent authorities to coverage of non-performing exposures held by less significant supervised entities,...more

Paul Hastings LLP

Time to Prepare for Carbon Border Adjustment Mechanism Compliance Obligations in the EU and UK

Paul Hastings LLP on

* [co-author: Jacqueline Hill] The EU and UK are set to implement their Carbon Border Adjustment Mechanisms (CBAMs) in 2026 and 2027, respectively. Our CBAM Guide walks importers of certain carbon intensive goods and other...more

A&O Shearman

ECB Consults on Managing Legacy NPEs in Less Significant Institutions

A&O Shearman on

The European Central Bank (ECB) has launched a consultation on a draft Guideline, accompanied by a press release, aimed at harmonising the supervisory approach of national competent authorities (NCAs) to non-performing...more

Walkers

MiCAR Title II white paper notifications – Overview and process in Ireland

Walkers on

Since 30 December 2024, the EU Markets in Crypto-Assets Regulation (MiCAR) white paper requirements for crypto-assets, other than asset-referenced tokens and e-money tokens, have become applicable across the EU. Many entities...more

A&O Shearman

EBA issues no-action letter on the application of the ESG Pillar 3 disclosure requirements

A&O Shearman on

The European Banking Authority (EBA) has issued an Opinion in the form of a no-action letter dated 5 August, addressing the application of ESG Pillar 3 disclosure requirements under the EBA disclosure implementing technical...more

Baker Botts L.L.P.

Referrals under Article 22 EUMR — Levels of information required to kick off the statutory deadline for referral by an NCA

Baker Botts L.L.P. on

On 2 July 2025, the Court of Justice of the European Union (General Court) clarified that simply "informing" the authorities of a proposed concentration isn’t enough to kick off the 15-working-days time limit under which a...more

Walkers

Navigating DORA: Key compliance steps from 17 January 2025

Walkers on

DORA is now applicable, imposing requirements in respect of ICT risk management and digital operational resilience. Firms should be preparing their register of information ready for sharing with the CBI in April....more

Hogan Lovells

Enforcement update: EU Sustainable Finance Disclosure Regulation (SFDR)

Hogan Lovells on

EU competent authorities seem to be stepping up enforcement actions for SFDR disclosure acting as a timely reminder for fund managers to ensure that holdings and procedures for allocating investments align with statements in...more

Walkers

Listing Act – Part 2: Market Abuse Changes

Walkers on

EU Listing Act package simplifies listing requirements and post-listing obligations. Targeted amendments to MAR remove disproportionate complexity but preserve investor protection....more

Katten Muchin Rosenman LLP

Counting Down to DORA Compliance: Recent Developments

With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note highlights recent developments in the EU’s efforts to facilitate firms’ transition to DORA...more

Hogan Lovells

Upcoming EMIR derivatives reporting changes: What you need to know

Hogan Lovells on

The updated reporting rules under EMIR for new and outstanding derivatives trades will apply from 29 April 2024 under EU EMIR and 30 September 2024 under UK EMIR. Key changes to the reporting requirements have been introduced...more

Jones Day

Adoption of Final Version of European Green Bond Standard: A New Landmark Tool for Sustainable Finance

Jones Day on

The Situation: On October 5, 2023, the European Parliament and the Council of the European Union adopted the European Green Bond Regulation ("EuGB Regulation"), establishing a voluntary harmonized standard open to both EU and...more

Proskauer Rose LLP

ESAs report on Principal Adverse Impact disclosures

Proskauer Rose LLP on

The annual report of the European Supervisory Authorities (the “ESAs”) on the extent of voluntary disclosure of principal adverse impacts (“PAIs”) under the Sustainable Finance Disclosure Regulation (“SFDR”) was published on...more

Cadwalader, Wickersham & Taft LLP

ESMA and NCAs to Assess Disclosures and Sustainability Risks in the Investment Fund Sector

On July 6, 2023, the European Securities and Markets Authority (ESMA), in collaboration with National Competent Authorities (NCAs), launched the Common Supervisory Action (CSA) aimed at assessing the compliance of supervised...more

Mayer Brown Free Writings + Perspectives

ESMA release Public Statement on Sustainability Disclosures in Prospectuses

On 11 July 2023, the European Securities and Markets Authority (ESMA) published a public statement on sustainability disclosure in prospectuses, available here: ESMA32-1399193447-441 Statement on sustainability disclosure in...more

McDermott Will & Schulte

EU Top Court Sheds Light on Untested Crossroads Between Competition and Privacy Law

On July 4, 2023, the Court of Justice of the European Union (CJEU) issued a ruling in the case involving Meta Platforms Inc., Meta Platforms Ireland, and Facebook Deutschland (Meta). The judgement explores the intersection of...more

Walkers

ESAs Report on Greenwashing in the financial sector

Walkers on

On 1 June 2023, the three European Supervisory Authorities (the “ESAs”) published their respective progress reports (ESMA, EBA and EIOPA) in response to a request for their input from the European Commission (the...more

Walkers

Irish Quarterly Legal and Regulatory Report - Asset Management and Investment Funds January to March 2023

Walkers on

Welcome to the January – March 2023 issue of our Irish Quarterly Legal and Regulatory Developments report for asset management and investment funds. This report covers key dates and developments during the quarter under...more

White & Case LLP

European Court of Justice confirms that national authorities can review ex-post below-threshold mergers under abuse of dominance...

White & Case LLP on

The long-awaited European Court of Justice's judgment in Towercast confirmed that national competition authorities (and national courts) can apply abuse of dominance rules to mergers that did not trigger EU and national...more

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