News & Analysis as of

New Rules Securities and Exchange Commission (SEC) Statutory Authority

Venable LLP

Federal Judge Finds SEC Dealer Rule Outside Statutory Authority

Venable LLP on

On November 21, 2024, a federal District Court judge in the Northern District of Texas found the Securities and Exchange Commission (SEC) acted without lawful, statutory authority in creating its new Dealer Rule....more

Dorsey & Whitney LLP

Fifth Circuit Strikes Down SEC’s Private Fund Advisers Rule

Dorsey & Whitney LLP on

On June 5, 2024, the United States Fifth Circuit Court of Appeals (the “Court”) vacated the Private Fund Advisers Rule (the “Rule”) adopted by the SEC on August 23, 2023. In reaching its decision, the Court concluded that the...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide