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No-Action Relief › Alternative Trading System (ATS)

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume XI, Issue 31

Katten Muchin Rosenman LLP on

BROKER-DEALER - FINRA Issues Notice Regarding SEC’s Approval of New NMS Stock Recording and Reporting Requirements Rule - On August 8, the Financial Industry Regulatory Authority issued Regulatory Notice 16-28,...more

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