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Non-Bank Lenders › Senior Management Regime (SMR)

Dechert LLP

FCA Publishes Proposed Rules to Extend Senior Manager & Certification Regime to All Financial Services Firms

Dechert LLP on

The UK’s Financial Conduct Authority (FCA) has published proposed rules to extend the senior manager & certification regime (SMCR) to all financial services firms....more

Akin Gump Strauss Hauer & Feld LLP

Financial Conduct Authority Consults on Senior Managers and Certification Regime

Akin Gump Strauss Hauer & Feld LLP on

On 26 July 2017, the UK Financial Conduct Authority (FCA) published its much-anticipated Consultation Paper (CP 17/25) “Individual Accountability: Extending the Senior Managers & Certification Regime to all FCA firms.” The...more

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