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Non-Public Information Dodd-Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission (SEC)

Seward & Kissel LLP

SEC Announces Enforcement Results for Fiscal Year 2024

Seward & Kissel LLP on

On November 22, 2024, the SEC released its fiscal year 2024 enforcement statistics.  According to the accompanying press release, the SEC filed 583 total enforcement actions—431 of them standalone actions—while obtaining $8.2...more

Husch Blackwell LLP

Federal Trade Commission Amends GLBA’s Safeguards Rule

Husch Blackwell LLP on

Key Point: The Federal Trade Commission (FTC) has amended the Safeguards Rule to require non-banking financial institutions to inform the FTC within 30 days of discovering any unauthorized acquisition of unencrypted customer...more

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