News & Analysis as of

New York Stock Exchange Regulatory Agencies

Katten Muchin Rosenman LLP

Bridging the Weeks - March 2018

A US federal court, the US Department of Treasury and the Securities and Exchange Commission all issued views on the regulation of cryptocurrencies that portend increasing complexity for market participants. A defendant in a...more

Sheppard Mullin Richter & Hampton LLP

Forward to The Past: NYSE Returns to Regulation

Everything old is new again. On January 1, 2016, the New York Stock Exchange (“NYSE”) – now owned by Intercontinental Exchange, Inc. – will be taking back some of the regulatory responsibilities it yielded to the Financial...more

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