News & Analysis as of

Office of Foreign Assets Control (OFAC) Municipal Advisers

Goodwin

Financial Services Weekly News Roundup - April 2015 #4

Goodwin on

FINRA’s Retrospective Rule Review Process Continues. On April 16, FINRA announced that the FINRA Board of Governors had authorized FINRA to publish a regulatory notice requesting comment on proposed amendments to Rules 2210...more

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