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Office of the Inspector General Administrative Law Judge (ALJ) Administrative Proceedings

Burr & Forman

SEC OIG Cannot Substantiate ALJ Bias

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In a January 21, 2016 Report of Investigation, the Inspector General for the Securities Exchange Commission found no evidence to substantiate allegations of pro-agency bias among SEC administrative law judges. The allegations...more

Burr & Forman

SEC Holds Its Admin Forum Isn’t Unconstitutional (!)

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The SEC recently – and predictably – rejected a Respondents’ arguments challenging the constitutionality of the agency’s administrative forum. The September 17 Timbervest decision was the first of the constitutional...more

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