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Open-Ended Fund Companies (OFCs) Liquidity Risk Management Rule Proposed Rules

Dechert LLP

SEC Proposes Changes to Investment Company Liquidity Risk Management Liquidity Classification Disclosures

Dechert LLP on

The U.S. Securities and Exchange Commission (SEC) on March 14, 2018 proposed a rule (Proposed Rule) that would: (i) eliminate or modify certain disclosure requirements of Form N-PORT; and (ii) add a new disclosure requirement...more

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