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Peer Review European Union European Securities and Markets Authority (ESMA)

Orrick - Finance 20/20

ESMA Publishes Principles on Stakeholder Engagement in Peer Reviews

Orrick - Finance 20/20 on

On April 15, the European Securities and Markets Authority (“ESMA”) published a paper on stakeholder engagement in peer reviews. The paper sets out six high-level principles guiding the interaction with stakeholders...more

Orrick - Finance 20/20

ESMA Publishes Peer Review Report on Compliance with SSR Regarding Market Making Activities

Orrick - Finance 20/20 on

On January 5, the European Securities and Markets Authority (“ESMA”) published a peer review report aimed at assessing how national competent authorities (“NCAs”) apply the exemption for market making activities foreseen in...more

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