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Personal Liability › Financial Crimes

Dechert LLP

Regulatory Enforcement in the UK - A Retrospective on 2015. Can the Fines Get Any Bigger?

Dechert LLP on

When the UK Financial Services Authority became the Financial Conduct Authority (“FCA”) in April 2013, we were told that this would herald a tougher and more intrusive style of regulation. The FCA’s enforcement record in the...more

Katten Muchin Rosenman LLP

The Department of Justice's Focus on Individual Accountability for Corporate Wrongdoing

Katten Muchin Rosenman LLP on

The Department of Justice's Focus on Individual Accountability for Corporate Wrongdoing - The Department of Justice (DOJ) recently issued a memo reiterating its commitment to the criminal and civil investigation and...more

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