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Katten Muchin Rosenman LLP

NFA Announces New Filing Process for Swap Dealer and Major Swap Participant CCO Reports

Katten Muchin Rosenman LLP on

On January 23, the National Futures Association (NFA) issued a notice informing its members that the annual reports required by NFA rules to be submitted by the chief compliance officer (CCO) of a swap dealer (SD) or major...more

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